Lesson 2 of 7 - learn to communicate effectively

Effective Assertion Skill

Say what you need so others
can hear you: 8 Steps


By Peter K. Gerlach, MSW
Member NSRC Experts Council

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The Web address of this two-page article is http://sfhelp.org/cx/skills/assert.htm

        Clicking underlined links here will open a new window. Other links will open  an informational popup, so please turn off your browser's popup blocker or allow popups from this nonprofit Web site. If your playback device doesn't support Javascript, the popups may not display. Follow underlined links after finishing this article to avoid getting distracted and lost.

        This is one of a series of articles in Lesson 2 - learn communication basics and seven powerful skills. Progress with this Lesson depends on concurrent progress on Lesson 1 - free your true Self to guide your personality in calm and conflictual times.

         This article exists because - in my experience - many adults and most kids aren't able to assert their needs and opinions effectively. Asserting well is a learnable skill, based on some key attitudes.

        This brief YouTube video summarizes effective assertion skill:

        Learn something about yourself with this anonymous 1-question poll.

      Contents

             This two-page article covers...

  • a place to rate yourself as an effective asserter, 

  • perspective on assertiveness, including a definition of effective assertion, and four types of assertion; 

  • eight steps for preparing and delivering effective assertions,

  • an overview of three-part "I"-message assertions;

  • how to assert "dodge-proof" praise; and...

  • a status check on how you stand with the ideas in this article.

            The article assumes you're familiar with...

  • the intro to this nonprofit Web site and the premises underlying it;

  • self-improvement Lessons 1 and 2

  • these Q&A items on communication knowledge

    Rate Yourself

        Say your definition of "effective assertion" out loud. Imagine trying to explain it to an average teen.  Then rate yourself as an asserter recently: on a scale of 1 (I never get my needs met) to 10 (I always get my needs met, while respecting others' rights and needs)...

  • In calm situations with the people who mean the most to me, I'm usually a ___

  • In conflicts with the people who mean the most to me, I'm usually a ___

  • With the people I work with, I'm usually a  ___

  • With strangers or acquaintances, I'm usually a ___

  • When I'm upset and need to assert to myself, I'm usually a ___ 

Would other people who know you pretty well agree with your ratings? Who's rating you here - your true Self or ''someone else''?

Perspective

        See how your beliefs compare to these premises about the relationship skill of assertion...

        Effective assertion is the art of (a) saying what you need or believe in a way that other people can hear you clearly, and (b) you all feeling respected enough when you finish. This ability is essential for effective problem-solving. The alternatives to assertion are submission (letting other's needs come before yours and possibly violating your integrity, and aggression - forcing your needs or values on another person. Both are lose-lose choices.

Types of Assertion

        There are four types of assertion:

Self-nurturing - stating your perceptions, feelings, and opinions about something (venting) to preserve your self respect and integrity. The goal here is to feel satisfied that you've tried your best to have the other person hear you clearly, vs. agree to some action.

Preventive - the assertion goal here is to get the other person to commit to act now to avoid a future problem;

Reactive assertion aims to have the other person...

  • acknowledge a change you need from them, and/or to...

  • acknowledge limits you set with them about some unacceptable behavior;

      And a surprise type of assertion is...

"Dodge-proof" praise - affirming or appreciating someone in a way they can't easily discount or minimize. This can be fun! More detail on this kind of assertion on the next page.

        In each situation you can assert spontaneously or intentionally. With your Self guiding you, practice, and self-awareness, asserting effectively becomes automatic.

Requisites for Assertion

        To assert effectively (satisfy your and others' current needs) adults and kids need to...

  • be guided by their true Self; and...

  • be clear and firm on their personal rights as dignified, worthy persons; and...

  • believe that their rights, needs, opinions, and dignity (self-respect) are just as valid and important as anyone else's, regardless of age, power, role, or gender;

      And effective asserters need to...

  • become fluent in the communication skills of awareness, clear thinking, digging down, metatalk, and empathic listening.

      Reflect on your reactions to what you just read.  Do you regularly meet these four conditions when asserting with other people? Would people who know you well agree? If you don't (yet), what's in your way?

      Now - compare this framework for asserting well to your present way of declaring your needs and opinions to adults and kids:

       Eight Steps for Effective Assertion

        The following options can be useful in any situation. Your true Self (capital "S") is the best judge of whether each option is necessary. The more you do these, the more automatic they'll become:

Prepare to Assert

Step 1)  Consciously choose to assert (i.e. to follow steps like these); until the skill becomes automatic. The common alternative is being unaware of what you need and what you're doing, which risks being submissive (1-down) or aggressive (1-up). Both are lose-lose attitudes.

Step 2)  Use your awareness skill to get clear on...

  • who's guiding your personality now - your Self (capital "S") or other subselves, and...

  • what you feel, and why. Your emotions point to current needs, and idsentify...

  • specifically what you need from your communication partner/s now.

     Options:

Check yourself for fuzzy thinking (e.g. for vague pronouns and "hand-grenade" (emotionally-provocative) words or phrases;

Recall the difference between surface needs (e.g. "I need the checkbook to be balanced") and underlying primary needs ("I need to lower my anxiety about having our phone turned off again.") If you get what you're asserting for, will it satisfy your primary needs? Use awareness and dig-down skills to answer this.

When you assert, stay aware of your current awareness bubble. Does it include you and your communication partner/s (a "two-person bubble"), or just you? One-person and no-person bubbles usually indicate a false self controls you.

Review these common communication blocks before important assertions. Are there any you want to be alert for with this communication partner?

Remind yourself of the difference between a need conflict ("When you commit to an arrival time, I need you to be prompt."), and a values conflict. In the latter, guard against asserting for something that your partner can't (vs. won't) give you ("I want you to stop this vegetarian fetish."); and...

Clarify whether you're making a request or a demand, and...

Be alert for self-defeating "Be spontaneous!" paradoxes; and... 

Use these wise guidelines in important situations; and...

Review the ways you can assert: (a) in person, over the phone, or in writing, and (b) alone or with other key people present. Each has pros and cons. Which gives you the best odds for being heard clearly?


Step 3)  Make four quick attitude checks on how you honestly feel about …

Your partner's needs. If you believe "they are as legitimate and important as mine now," go ahead. If not, lower your expectations about the outcome of your assertion or explore what's blocking a mutual-respect attitude. Often, it's a well-meaning false self controlling you.

Asking for what you need. If you feel solidly "I have the right to say or ask for this," go ahead. If you’re thinking something like: "I'm really being selfish / pushy / greedy / a pain /..." (inner attitude: "I'm 1-down"), lower your assertion-outcome expectations.

      And check...

Your confidence about handling your partner's reactions to your assertion, like anger, rejection, hurt, defensiveness, or attacking. If you feel confident enough, assert. If you don't, focus on freeing your true Self and review this article on building self confidence. Practicing these steps will increase your  ability to handle "resistances" effectively. And review...

Your expectations about the outcome. If you solidly feel...

  • "We both can get our main needs met here, and...

  • we both will probably feel OK about it,"

then assert your needs and/or opinions. If your dominant subselves believe "This assertion won't work," it probably won't. As your fluency with the seven communication skills grows, your effectiveness will rise and the attitudes above will become more automatic.

        Recall - we're reviewing eight steps (options) for asserting your needs and opinions effectively with adults and kids. We just reviewed three preparation steps. Now you're ready to...

Assert

Step 4)

  • Reduce any significant environmental, emotional, or bodily distractions,

  • define what specific outcome you want from asserting, and then...

  • choose a time and place where your partner is minimally distracted; and...

  • assert your needs or opinions simply, clearly, directly, one at a time, with respectful eye contact.

The more words you use, the greater the chance for confusion and distraction. If you're really clear on what you need, one or two sentences is often enough.

Options:

If you're asserting a boundary (personal limit) - e.g. "I need you to stop leaving your wet towel on the bathroom floor." be clear on what specific action you'll take (a consequence) if the other person chooses to ignore (disrespect) your boundary ("If you 'forget,' I'll drop the towel on your pillow as a reminder.")

Watch your pronouns!  If you state your needs as "You need to ___...", you risk being perceived as arrogantly dictating what the other person must do, feel, or believe. Remember how you felt the last time someone did that to you? A safer choice is taking responsibility for your need or opinion: "I need you to..."  

Step 5) Expect "resistance" from your partner, without judgment. It's a normal human response, not weakness, defensiveness, cowardice, bad, or wrong! This expectation and attitude are essential for successful assertions! Do you agree?

Step 6)  Let your partner finish responding to your assertion (unless s/he's too long-winded). Then use respectful empathic listening until your partner's E(motion)-level  drops "below their ears."

        If you start to blame, debate, disagree, or over-justify your needs after your partner responds, a false-self probably controls you. Breathe, free your true Self (capital "S"), and stay focused on requesting or demanding what you need now from your partner. Expect more resistance, without blame!

        If you're not clear on empathic listening, review this brief YouTube video:

       When you feel the other person can hear you, then…

Step 7)  Stay focused, in case your partner brings up other issues or changes the subject. Repeat steps 4 - 6 as needed: re-state your needs clearly, firmly, and directly, using respectful empathic listening and steady eye contact with each new resistance, until you…

get (a) a clear, credible agreement, or (b) an acceptable compromise or refusal, or (c) new information that justifies switching from assertion to mutual problem solving; or you…

run out of time. In important assertions, plan lots of undistracted time for your interaction!

Step 8)  Note the outcome of your assertion. If you and your partner/s each got your primary needs met well enough, thank them and appreciate yourself! If someone didn't get key needs met well enough, use awareness, metatalk, and empathic listening skills to discover what would work better the next time. Maintain the nonjudgmental, curious "mind of a student," and consider adopting the motto:

"Progress, not perfection"...

       Breath and reflect... what's your self-talk now? (e.g. "This is silly"; or "I could never do these steps"; or "Too academic - unreal and phony"; or "Hmm - maybe I could experiment with these steps. What's the risk?"...)

       Do you feel these eight effective-assertion steps really could work for you? Could you assert in key situations and leave any of these options out? If you don't normally do some version of these steps to meet your needs with other people, what do you do? Do you usually satisfy your primary needs? Is anything in the way of trying these steps?

            Now let's look at a powerful type of assertion:

  Assertive "I" Messages

        This YouTube clip previews what you'll read here:

       Unaware asserters can lower their odds for meeting everyone's needs by using provocative "you" messages, like "You always / never / need to /..." Depending on voice tone and body language, these are often received as disrespectful criticisms. This usually raises the receiver's E(motion)-level, which blocks effective listening and win-win problem solving.

        A better alternative is to use sincere (vs. manipulative) "I" messages to assert your need or opinion. These assertions describe what you are an expert on: your perceptions, feelings, values, and needs. "I" messages have two or three parts:

"When you... (describe some specific behavior that could be recorded on audio or video tape),

"... I..."  (summarize factually how that behavior affects you, without name-calling, lecturing, or criticism)...

(optional) "... and I need you to (commit to making a specific attitude and/or behavior change.)"

        This sounds like "Alex, when you interrupt me frequently, I feel disrespected and distracted, and want to stop talking with you. I need you to be more aware of interrupting, and to let me finish before you respond."

        Avoid bringing up the past, lecturing, and/or elaborating on the last 22 times your partner has done (whatever). Keep it simple!

Guidelines:

  • limit your descriptions to behaviors that could be recorded on audio or video tape, like a reporter or scientist; and...

  • avoid using labels, provocative words, accusations, and vague or general terms ("When you're so selfish and insensitive all the time...")

        Well-composed, "I" messages - delivered calmly, with steady, respectful eye contact - have a better chance of being received as information vs. criticism. This is less likely if the receiving person is shame-based (wounded). With all assertions, use respectful empathic listening to affirm your partner's responses, and demonstrate that you heard (vs. agree with) them.

        When you finish here, try this "I"-message worksheet to raise your awareness and effectiveness.

        Recall the four kinds of assertion: self-nurturing, preventive, reactive, and praise. Let's look at the last one now...

Updated April 30, 2013